-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBPNjCTt395sxURMfD5QbkrD3hIsqFFxFeTwpERH3awXL19zfzWkWgsaArwQ27qh EUy9SA2gxlUzQJtw+MfM8Q== 0000950123-99-001046.txt : 19990215 0000950123-99-001046.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950123-99-001046 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HORACE MANN EDUCATORS CORP /DE/ CENTRAL INDEX KEY: 0000850141 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 370911756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-42251 FILM NUMBER: 99534146 BUSINESS ADDRESS: STREET 1: 1 HORACE MANN PLZ CITY: SPRINGFIELD STATE: IL ZIP: 62715-0001 BUSINESS PHONE: 2177892500 MAIL ADDRESS: STREET 1: 1 HORACE MANN PLZ CITY: SPRINGFIELD STATE: IL ZIP: 62715-0001 FORMER COMPANY: FORMER CONFORMED NAME: HORACE MANN EDUCATORS CORP DATE OF NAME CHANGE: 19920108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHIEFTAIN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000789920 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133194313 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 12 EAST 49TH ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124219760 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G/A 1 AMENDMENT NO. 4 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4 )* Horace Mann Educators Corporation (Name of Issuer) Common Stock, par value $.0001 per share (Title of Class of Securities) 440327 10 4 (CUSIP Number) Not Applicable (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 2 CUSIP No. 440327 10 4 1. Names of Reporting Persons. I.R.S. Nos. of above persons (entities only). Chieftain Capital Management, Inc. 13-3194313 2. Check the Appropriate Box if a Member of a Group (See Instructions) a. Not Applicable b. Not Applicable 3. SEC Use Only 4. Citizenship or Place of Organization New York Number of 5. Sole Voting Power -0- Shares Bene- ficially Owned 6. Shared Voting Power 4,781,229 By Each Reporting 7. Sole Dispositive Power -0- Person With: 8. Shared Dispositive Power 4,781,229 9. Aggregate Amount Beneficially Owned by Each Reporting Person 4,781,229 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) Not Applicable 11. Percent of Class Represented by Amount in Row (11) 11.4% 12. Type of Reporting Persons (See Instructions) IA, CO Page 2 of 4 3 ITEM 4. Ownership Item 4 is hereby amended as set forth below: (a) Amount Beneficially Owned: 4,781,229 (b) Percent of Class: 11.4% (c) Number of shares as to which the filing person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 4,781,229 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 4,781,229 Page 3 of 4 4 ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 1999 Date /s/ John M. Shapiro -------------------------------- Signature John M. Shapiro/Managing Director Name/Title Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----